AJOG AT A GLANCE
- AWhy was this study conducted?
- •Central nervous system anomalies such as abnormal corpus callosum have been reported in around half of cases with open spina bifida before surgery.
- •No data concerning the effect of open spina bifida prenatal repair in the central nervous system anomalies have been reported.
- •An evaluation of the relationship between prenatal central nervous system anomalies and postnatal neurological outcomes would be beneficial for prenatal counseling.
- •
- BWhat are the key findings?
- •Prenatal repair of open spina bifida does not have any effect on the proportion of anomalies in the corpus callosum.
- •Combination of abnormal corpus callosum and severe ventriculomegaly (≥ 15mm) is associated with worst postnatal neurodevelopment outcomes.
- •
- CWhat does this study add to what is already known?
- •The combination of abnormal corpus callosum and severe ventriculomegaly (≥ 15mm) is associated to a two-folds increased risk of suboptimal neurodevelopment.
- •This information could be of interest in presurgical counseling.
- •
ABSTRACT
Background
Open spina bifida (OSB) is associated with Central Nervous System anomalies, as abnormal Corpus callosum (CC) and heterotopias. However, the impact of prenatal surgery over these structures remains unclear.
Objectives
To describe longitudinal changes of Central Nervous System anomalies before and after prenatal OSB repair, and to evaluate their relationship with postnatal neurological outcomes.
Study Design
Retrospective cohort study of fetuses with OSB who underwent Percutaneous fetoscopic repair from January 2009 to August 2020. All women had pre- and postsurgical fetal Magnetic Resonance (MR), with an average of one week prior and four weeks after surgery, respectively. We evaluated defect characteristics in the presurgical MR; fetal head biometry, clivus supra-occiput angle, and the presence of structural CNS anomalies, as abnormalities in CC, heterotopias, ventriculomegaly (VMG), and hindbrain herniation (HBH) in both pre- and postsurgical MR. Neurological assessment was performed using the Pediatric Evaluation of Disability Inventory (PEDI) scale in children with 12-months or older, covering three different sections: self-care, mobility, and social/cognitive function.
Results
Forty-six fetuses were evaluated. Pre-and post-surgery MR were performed at a median GA of 25.3 and 30.6 weeks, with a median interval of 0.8 weeks prior surgery, and 4.0 weeks after surgery. There was a 70% reduction in HBH (100% vs. 32.6%, p<0.001), and a normalization of the clivus supra-occiput angle after surgery (55.3 (48.8,61.0) vs. 79.9 (75.2,85.4), p<0.001). No significant increase in abnormal CC (50.0% vs. 58.7%, p=0.157) or heterotopia (10.8% vs. 13.0%, p=0.706) was observed. Ventricular dilation was higher after surgery (15.6 (12.7,18.1) vs. 18.8 (13.7,22.9) mm, p<0.001), with a higher proportion of severe ventricular dilation after surgery (≥15mm) (52.2% vs. 67.4%, p=0.020). Thirty-four children underwent neurological assessment, with 50% presenting a global optimal PEDI result and 100% presenting a normal social/cognitive function. Children with optimal global PEDI presented a lower rate of presurgical anomalies in CC and severe VMG. When analyzed as independent variables to global PEDI scale, the presence of abnormal CC and severe VMG showed an Odds-Ratio of 27.7 (p=0.025, CI 1.53-500.71) for a suboptimal result.
Conclusions
Prenatal OSB repair did not change the proportion of abnormal CC nor heterotopias after surgery. The combination of presurgical abnormal CC and severe ventricular dilation (≥ 15 mm) is associated with an increased risk of suboptimal neurodevelopment.
KEY WORDS
INTRODUCTION
Open spina bifida (OSB) is the most common neural tube defect, affecting up to 0.5% of pregnant women worldwide (1,2). In 2011, after the Management of Myelomeningocele Study (MOMS) results, prenatal surgery was defined as the gold standard for OSB repair (3). MOMS follow-up studies showed a significant reduction of postnatal cerebrospinal fluid (CSF) diversion, and better mental and motor function development up to 5 years of age (3–5), confirmed by other series (6–9). Since then, studies have mainly focused in the need for shunting and motor function evolution (10–13), whilst fetal CNS structures and its association with neurodevelopment remained poorly investigated (14–16).
In prenatal life, OSB is associated to hindbrain herniation, resulting in brain changes named Chiari II malformation. Ventriculomegaly (17) is part of Chiari II and can require CSF diversion after birth (18,19). In addition, other CNS anomalies have been reported as part of the OSB spectrum, mainly in long-term studies with 75% of cases with abnormal corpus callosum (CC) and abnormalities in cortical development (20–23), both related to poorer cognitive and motor outcomes (24,25). Periventricular heterotopias are also part of the OSB spectrum and postnatal studies have associated them to certain neurological impairment and seizures (26,27). There is scarce data about fetal period, but some reports demonstrated that these changes are already present before birth (15,26–31), although their development remains unclear. In addition, little is known about the influence of prenatal repair and whether these anomalies can be related to this postnatal outcome.
The objective of our study was to describe longitudinal changes of CNS anomalies before and after prenatal OSB repair, and to evaluate their relationship with postnatal neurological outcomes.
MATERIAL AND METHODS
The study was approved by the Ethics Committee of Hospital Israelita Albert Einstein in Sao Paulo, Brazil, under the number SGPP-3715-19. The manuscript writing followed the STROBE guidelines for observational studies.
Study population
This was a retrospective cohort study of 49 fetuses with OSB who underwent fetoscopic repair from January 2009 to August 2020. All women had pre- and postsurgical fetal Magnet Resonance (MR) assessment, with an average of one week prior and four weeks after surgery, respectively. Inclusion criteria were similar to MOMS trial (3), except that there was no upper limit for gestational age (GA). Fetuses with low quality images that could jeopardize their brain structures evaluation were excluded (n= 3).
Operating team
Since 2013, surgeries were always performed by the same experienced team of fetal medicine specialists (32) and an experienced laparoscopic gynecological surgeon.
Image acquisition
Fetal MR was performed without fetal sedation and according to the American College of Radiology guidelines for MR during pregnancy and lactation (33). Images were obtained in the three orthogonal planes for the brain, while spinal images were acquired in axial and sagittal planes, using two 1.5 Tesla scanners (Optima, GE Healthcare, Waukesha, WI, USA, and Espree, Siemens Healthineers AG, Erlangen, Germany), with 8-channel body coils. Acquisitions were as follows: GE scanner was a single-shot fast spin echo (SSSE) T2-weighted sequences (TR 2825 milliseconds (ms), TE 200 ms, FOV 350 millimeters (mm) and matrix 288 × 256), and Siemens scanner was a Half Fourier Acquisition Single Shot Turbo Spin Echo (HASTE) T2 weighted sequence (TR 1000 ms, TE 85 ms, FOV 370 mm and matrix 256 × 205). The slice thickness varied according to gestational age: 3.0 mm (<28 weeks) and 4.0 mm (>28 weeks), with no gaps. Images were assessed by a trained obstetrician and reviewed by an expert Neuroradiologist.
Image analysis
In the presurgical MR, we determined the upper level of the lesion (ULL) defined as the highest vertebral level affected in a midsagittal image of the spine, as previously described (34). We divided the ULL in three groups: thoracic-L2 (group 1), L3-L4 (group 2), and L5-sacral (group 3). We also characterized the defect in myelomeningocele (MMC) or myeloschisis (MS), according to the presence/absence of a cyst. Finally, the defect area was obtained by multiplying its largest sagittal and axial diameters by ∏ and divided by 4.
At both pre- and postsurgical MR, we assessed the presence of structural CNS anomalies at different levels including cavum septum pellucidum (CSP) and corpus callosum (CC) anomalies, nodular heterotopias, ventriculomegaly, aqueduct stenosis, hindbrain herniation (HBH), and interhemispheric cyst. In addition, we performed anatomical measurements of biparietal diameter (BPD), occipitofrontal diameter (OFD), transverse cerebellar diameter (TCD), HBH, clivus-supra-occiput angle (CSA), and lateral ventricles, as previously described (31). Diameters were transformed into z-scores according to a standard reference for fetal MR biometry (35) and HBH was represented as negative values when below the foramen magnum, and positive when above.
Neurological assessment
We performed the Pediatric Evaluation of Disability Inventory (PEDI) scale, translated and validated in Portuguese (36). The PEDI scale consists of a questionnaire of 197 questions that cover self-care (73 questions), mobility (59 questions) and social function/cognitive domains (65 questions) for children from 6 months to 7.5 years. It has been used worldwide as an important tool to identify functional independence delays or impairments (36–42). All questions are answered by the child's caregiver and describe the child as unable (score 0) or capable (score 1) of performing each task. For each section (self-care, mobility, and social function), the total score is normalized for the expected score according to their age, generating a final normative score. This score is considered optimal for the child's age when ≥ 30, and suboptimal when < 30. Finally, a PEDI scale is considered as optimal for the child's age when at least 2 out of 3 final scores have been classified as optimal.
The PEDI was applied by a certified occupational therapist in two moments of the study. Initially, the interviews were done during the Spina Bifida Marathon in September 2019, at the Hospital Israelita Albert Einstein, Sao Paulo, Brazil. Due to COVID-19 pandemic, the second half of interviews were done online, by means of Zoom meeting platform (©2020 Zoom Video Communications, Inc), in those children who were at least 12-months of age.
Statistical Analysis
Data were stored and analyzed using STATA (StataCorp. 2013. Stata Statistical Software: Release 13. College Station, TX: StataCorp LP). Categorical variables are presented as number of cases and percentage and were compared by means of McNemar test when comparing pre- and postsurgical findings for each individual. Pearson's X2 or Fisher's exact test were used in sub-analysis groups, when appropriate. Continuous variables are presented in median and interquartile range and were compared by Wilcoxon signed-rank test to compare quantitative data. Multiple logistic regression was done to obtain independent variables associated to neurodevelopmental scale results. To rule out high correlations between groups, tetrachronic correlation for binary variables was adopted. A p-value < 0.05 was set as statistically significant.
RESULTS
Table 1 describes population characteristics. Sixty-three percent of our cases (29/46) were operated at a GA over 26 weeks. Pre and postsurgical MR were performed at a median (IQR) GA of 25.3 (23.9,26.9) and 30.6 (29.7,31.6) weeks, respectively and with a median interval of 0.8 (0.4,1.8) weeks prior surgery and 4.0 (3.6,4.6) weeks after surgery.
Table 1Maternal and fetal characteristics
n = 46 | |
---|---|
Maternal characteristics | |
Age (years) | 32.6 (27.4,34.8) |
Caucasian, n (%) | 31 (67.4) |
Preconceptionally folic acid usage, n (%) | 22 (47.8) |
Number of previous pregnancies | 0 (0-1) |
Diabetes, n (%) | 1 (2.2) |
Hypothyroidism, n (%) | 5 (10.9) |
Fetal characteristics | |
Gestational age at presurgical MRI (weeks) | 25.3 (23.9,26.9) |
Gestational age at surgery (weeks) | 26.5 (25.6,27.5) |
Gestational age at postsurgical MRI (weeks) | 30.6 (29.7,31.6) |
Gestational age at birth (weeks) | 33.9 (32.9,35.1) |
Male sex, n (%) | 22 (47.8) |
Bilateral prenatal clubfoot, n (%) | 5 (10.9) |
Type of defect, n (%) | |
Myelomeningocele | 36 (78.3) |
Myeloschisis | 10 (21.7) |
Level of defect, n (%) | |
T12-L2 | 8 (17.4) |
L3-L4 | 21 (45.6) |
L5-S1 | 17 (37.0) |
Kyphosis, n (%) | 1 (2.2) |
Tethered Cord, n (%) | 44 (95.7) |
Data are presented in median (IQR) or number of cases (%).
Table 2 summarizes the CNS findings in both pre- and postsurgical MR. All cases presented presurgical HBH, with a significant reduction of herniation post-surgery (100% vs. 32.6%, p<0.001). No significant changes were observed among CNS anomalies, such as abnormal CC (50.0% vs. 58.7%, p=0.157), heterotopias (10.9% vs. 13.0%, p=0.706), abnormal ventricular wall contour (30.2% vs. 32.6%, p=0.796) or abnormal CSP (32.6% vs. 41.3%, p=0.157), neither when considering abnormal CC and/or heterotopias together, as the major CNS anomalies (26 (56.5%) vs. 31 (67.4%), p=0.140). After surgery, fetuses presented a wider CSA (55.3 (48.8,61.0) vs. 79.9 (75.2,85.4), p<0.001), and larger lateral ventricles (15.6 (12.7,18.1) mm vs. 18.8 (13.7,22.9), p<0.001), with a higher proportion of severe ventricular dilation (≥ 15 mm) (52.2% vs. 67.4%, p=0.020). Finally, when comparing CNS anomalies between those operated under and after 26 weeks, no significant difference was found concerning abnormal CC (p=0.737) or heterotopias (p=0.369).
Table 2Central Nervous System findings in pre- and postsurgical fetal MR
Pre-surgical MR (n=46) | Post-surgical MR (n=46) | p-value | |
---|---|---|---|
CNS findings | |||
Hindbrain herniation, n (%) | 46 (100.0) | 15 (32.6) | < 0.001 |
Hindbrain herniation (mm) | -10.4 (-13.1,-8.2) | 1.5 (-4.7,4.1) | < 0.001 |
Abnormal corpus callosum, n (%) | 23 (50.0) | 27 (58.7) | 0.157 |
Abnormal ventricular contour, n (%) | 13 (30.2) | 14 (32.6) | 0.796 |
Heterotopias, n (%) | 5 (10.9) | 6 (13.0) | 0.706 |
Major CNS (CC/HT), n (%) | 26 (56.5) | 31 (67.4) | 0.140 |
Abnormal cavum, n (%) | 15 (32.6) | 19 (41.3) | 0.157 |
Tectal beaking, n (%) | 40 (86.9) | 41 (89.1) | 0.739 |
Interhemispheric cyst | 0 (0.0) | 3 (6.5) | 0.083 |
CSA (degrees) | 55.3 (48.8,61.0) | 79.9 (75.2,85.4) | < 0.001 |
Larger lateral ventricle (mm) | 15.6 (12.7,18.1) | 18.8 (13.7,22.9) | < 0.001 |
Ventricular dilation ≥ 10mm, n (%) | 42 (91.3) | 45 (97.8) | 0.083 |
Ventricular dilation ≥ 15mm, n (%) | 24 (52.2) | 31 (67.4) | 0.020 |
TCD z-score | -3.0 (-4.0,-1.3) | -2.8 (-4.6,-2.1) | 0.177 |
BPD z-score | 0.0 (-1.5,0.9) | 0.6 (-1.0,1.5) | 0.020 |
OFD z-score |
| 3.9 (1.3,5.2) | < 0.001 |
Data are presented in median (IQR) or number of cases (%).
Neurological assessment was performed in all children with at least 12 months (n = 34), as shown in Table 3. Fifty percent of the children presented a global optimal neurological assessment, and 100% of the children had normal social/cognitive function. Children with an optimal global PEDI result presented lower rate of postnatal CSF diversion during the first year of their lives (23.5% vs. 70.6%, p=0.022). Prenatal CNS findings and postnatal characteristics according to PEDI results are shown in Supplementary Table 1. Children with an optimal global PEDI result had smaller presurgical lateral ventricles (13.4 (12.7,18.1) mm vs. 16.2 (13.1,18.9) mm, p=0.027), and lower proportion of severe ventriculomegaly (35.3% vs. 58.8%, p=0.025) and CC anomalies (35.3% vs. 64.7%, p=0.033).
Table 3Neurological assessment and characteristics in children ≥ 12 months of age.
n = 34 | |
---|---|
Optimal PEDI scale | 17 (50.0) |
Optimal selfcare domain | 16 (47.1) |
Optimal mobility domain | 5 (14.7) |
Optimal social/cognitive function domain | 34 (100.0) |
Need of shunt | |
<12 months | 16 (47.1) |
12-30 months | 3 (8.8) |
Replacement | 6 (17.7) |
Seizure >28 days | 7 (20.6) |
Data are presented in number of cases (%).
We explored the relation between global PEDI result and the presence of severe VMG and/or abnormal CC. Multiple logistic regression showed that the presence of both presurgical abnormal CC and severe VMG increases the risk for a suboptimal global PEDI scale result (OR 27.70, p=0.025, IC 1.53-500.71), whereas if only one of them is present this association disappears (OR 9.36, p=0.094, IC 0.69-127.72) (Supplementary Table 2). Finally, we have explored whether abnormal CC and severe VMG were correlated, as occurs in cases with primary CC anomaly, but tetrachronic correlation showed a correlation index of 0.345, not supporting this correlation.
COMMENT
PRINCIPAL FINDINGS
This study demonstrated that proportion of CNS anomalies associated to OSB including abnormal CC and heterotopias did not change after prenatal repair. In addition, we found that the isolated diagnosis of abnormal CC was not associated with increased risk of suboptimal neurodevelopment, but the combination of presurgical abnormal CC and severe ventricular dilation increased its risk significantly.
REVIEW IN THE CONTEXT OF WHAT IS KNOWN
Our results are in line with previous data showing that half of OSB fetuses had abnormal CC which were already identified during presurgical MR (28,31,43,44) with no significant increase in postsurgical MR. As for heterotopias, cases varied from 10.9% presurgical to 13.0% postsurgical, also in line with previous data (44). This non-significant increase could be expected by the improvement of imaging quality due to more advanced GA and in regard to heterotopias, also due to the natural history of this condition being more apparent in latter stages.
All our fetuses presented presurgical HBH, and almost 70% of them showed a complete reversion after surgery. This is in line with previous data regarding fetal surgery for spina bifida in animal models, single center experiences, and the MOMS trial (3,8,32,45–48). We also identified a more acute clivus supra-occiput angle in the presurgical MR (55.3±12.1o), as described by D'Addario et al (49) in fetuses with CIIM and Woitek et al (50) in fetus with OSB. Interestingly, in our cohort, the CSA normalized after surgery, reaching an angle of 79.9±10.2o, even performing repair in later GA. Both HBH reversal and CSA normalization reinforced the benefits of a later OSB fetoscopic repair even in this group of fetuses.
Finally, ventricular size increased after surgery in our population, similar to previous data (19,48,51). Recently data has shown that prenatal OSB repair does not slow the progression of ventriculomegaly (52). Fetuses who undergo prenatal repair may have a sudden increase in ventricular size immediately after surgery, whereas those postnatally repaired have an increase of their ventricular size around 30 weeks of gestation (52). Presurgical severe VMG showed to be an important marker for the need of postnatal CSF diversion, as also showed by Tulipan et al (53). This severe VMG was more prevalent in myelomeningocele fetuses (91.3% vs. 63.6%, p=0.035) who presented increased HBH (-12.0 (-13.7,-9.9) vs. -8.6 (-11,-5.9), p=0.004). Our presurgical findings agreed with Zarutskie et al(19), that highlighted these parameters as important presurgical markers for postnatal hydrocephalus treatment (19). In our population, 68.8% (11/16) of the severe VMG (≥ 15 mm) and only 27.8% (5/18) of the non-severe VMG fetuses underwent a CSF diversion within the first year of their lives (p=0.017). Interestingly, the pre- and post-surgical lateral ventricle range was wider in fetuses that already had severe VMG prior to surgery (4.0 (2.6,5.3) vs. 2.1 (0.3,3.4), p=0.030), in agreement with Zarutskie et al (19).
Regarding neurodevelopment, although we have a slightly higher rate of suboptimal results in comparison to other series (9,54), this does not represent the entire cohort of patients, but only those with pre- and post-surgical MR. In addition, all children included in the study had an optimal cognitive function according the neurodevelopment scale. Children with a suboptimal neurodevelopment presented higher proportion of abnormal CC, reinforcing the already described relation of an abnormal CC and some neurological impairment (25,55). In addition, the combination of both presurgical severe VMG and abnormal CC resulted in a higher risk of abnormal neurodevelopment, which was also reported by Li et al (56), that showed a significant increase of moderate to severe suboptimal neurodevelopment in children with CC abnormalities and VMG in comparison to those with isolated CC abnormalities (67% vs 7%, p=0.003).
CLINICAL APPLICATIONS
Our findings stress the importance of a detailed presurgical scan, which will allow us to diagnose CNS anomalies and give a more personalized prenatal counseling in each case.
The diagnosis of severe VMG or abnormal CC at presurgical MR does not contraindicates fetal surgery, but its combination is more associated with suboptimal neurodevelopmental outcome and should be considered in the decision-making process with the parents. In addition, we have shown that a prenatal repair of OSB beyond 26 weeks is not related to a significant increase in CNS anomalies as compared with other series (29,31,43), including abnormal CC and heterotopias. As improvements in ambulation and reduction of CSF diversion and bladder catheterization have already been shown in this profile of patients (57), our findings reinforce that the neuroprotection of the procedure is not affected in fetuses operated beyond the standard age of the MOMS trial (19-25.9 weeks). The concept of "the earlier the better” may not apply for risk of CSF deviation, and operating after 26 weeks avoids the risk of extreme premature birth.
STRENGHTS AND LIMITATIONS
Our study has some limitations that must be taken into consideration. First, the time range between our first and last OSB was of 10 years. This is due to the difficulty of managing patients and the impossibility of performing MR scan as protocol in some cases, due to financial and/or geographical matters in Brazil, preventing inclusion of all cases managed in the center. As a retrospective analysis, in which all cases were operated using the same technique (SAFER technique), our results may not be extrapolated to other techniques. Moreover, when analyzing our postnatal outcomes in children with at least 12-months, only 34 out of our 46 children had reached that age, reducing the final population for statistical analysis, with a follow-up rate of 73.9%. The main strength of our study is that it is the first that has analyzed the longitudinal evolution of pre- and postsurgical CNS anomalies and its correlation with postnatal neurological outcomes.
CONCLUSIONS
We have shown that prenatal OSB repair did not change the proportion of abnormal CC nor heterotopias associated to this condition. We have also demonstrated that the combination of presurgical abnormal CC and severe ventricular dilation is associated with higher risk of suboptimal neurodevelopment. Further studies evaluating long-term results of SAFER exploring the specific effect of early versus late repair, aiming to reduce the risk of extreme prematurity, are warranted.
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CONDENSATION
The proportion of central nervous system anomalies such as abnormal corpus callosum and heterotopias does not change after fetoscopic repair of open spina bifida.
Declaration of Competing Interest
The authors report no conflict of interest.
ACKNOWLEDGEMENTS
Salaries of some researchers were funded with support from the Erasmus + Programme of the European Union (Framework Agreement number: 2013-0040). This publication reflects the views only of the author, and the Commission cannot be held responsible for any use, which may be made of the information contained therein. Additionally, the research leading to these results has received funding from Cerebra Foundation for the Brain Injured Child (Carmarthen, Wales, UK).
We would like to thank Paoli de Oliveira, MD and Juliana Blanco, OT for the help and support during the PEDI interviews. Also, we thank all the families that help us with their time and motivation during interviews and appointments. This project would not be possible without you.
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Accepted:
March 13,
2023
Received in revised form:
March 6,
2023
Received:
December 1,
2022
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